The Pennsylvania Instant Check System (PICS) form, identified officially as form SP 4-197 by the Pennsylvania State Police, is a document used to challenge decisions made by the PICS regarding background checks for firearm acquisition or license to carry applications. Designed for those whose background checks were not approved, it provides a structured process to contest the decision within 30 days of denial. Submissions must be made through mail, as the form, along with any supporting documentation, must be both legible and signed to be considered valid.
The process of purchasing or acquiring a firearm in Pennsylvania is thorough, designed to ensure that individuals who seek to own firearms meet the legal standards set forth by both state and federal laws. A key component of this process is the Pennsylvania Instant Check System (PICS), a system implemented to conduct the necessary background checks on individuals looking to purchase firearms or acquire a license to carry them. When an individual's application is denied based on the findings of the PICS, the Pennsylvania State Police provides a mechanism for challenging the decision through the submission of Form SP 4-197. This form, also known as the PICS Challenge, must be meticulously completed and mailed within 30 days from the date of denial. It requires detailed personal information from the challenger and a clear indication of the reason for the challenge, whether it concerns the purchase, transfer, or licensing related to firearms. The form stipulates the inclusion of additional information that may aid in the review process, such as clarifications on past arrest records or military service. Significantly, the submission initiates a review process by the Pennsylvania State Police, promising a decision within a specified timeframe and offering the applicant written communication of the outcome. This process underscores a vital aspect of the firearms acquisition system, balancing rigorous background checks with an avenue for individuals to contest decisions that they believe to be erroneous, thus ensuring fairness and accuracy in the determination of eligibility for firearm ownership or licensure.
SP 4-197 (9-2016)
PENNSYLVANIA STATE POLICE
PENNSYLVANIA INSTANT CHECK SYSTEM CHALLENGE
Any challenge to a decision made by the Pennsylvania Instant Check System (PICS) concerning a background check must be completed and submitted by mail (faxed copies will not be accepted), within 30 days from the date ofdenial to the Pennsylvania State Police, Firearms Division, PICS Challenge Section, 1800 Elmerton Avenue, Harrisburg, Pennsylvania 17110. Only background checks processed through PICS that were NOT approved will be processed by the Pennsylvania State Police, PICS Challenge Section.
Please type or print clearly with blue or black ink. ALL CHALLENGES SUBMITTED MUST BE LEGIBLE AND SIGNED AND DATED ON PAGE 4 BY THE APPLICANT OR THEY WILL BE RETURNED. The PennsylvaniaState Police will respond in writing within 5 business days of receipt of this form. You are encouraged to provide additional information for the purpose of review, such as information you may have regarding dispositions on old arrest records, etc., that may be helpful in expediting the processing of your file. Be advised that within 60 days of receipt of a valid challenge, a final decision will be provided to you by this Office. You may also file a separate appeal with the FBI, NICS Section.
PART I: REASON FOR CHALLENGE REQUEST- Check the appropriate box that indicates the type of background check:
Purchase/Transfer
License to Carry
Firearm Return
RLEIA/LEOSA
PART II: DATE AND LOCATION OF BACKGROUND CHECK
Date of background check:
Location of Firearm Dealer/County Sheriff/Police Dept.:
If the address for the above is unknown or check was completed at a gun show, please provide the firearm dealer’s name and the location of the gun show:
PART III:
CHALLENGER’S INFORMATION
Name: (Last)
(First)
(Middle)
Maiden Name and/or Aliases:
Address:
City & State:
Zip Code:
Date of Birth:
Social Security No:
- -
Place of Birth:
(Optional, but will help prevent misidentification)
Driver’s License or Non-driver’s ID Number:
State:
Other Identification Type/Number:
Sex:
Race:
Height:
Weight:
Hair Color:
Eye Color:
M
F
Scars/Marks/Tattoos:
Have you ever been arrested in Pennsylvania and/or another state?
Yes
No
Were you ever arrested while in the military?
If yes to any of the above, where?
Did this arrest(s) result in a conviction?
Were you ever adjudicated incompetent or involuntarily committed?
Are you the subject of a current protection from abuse order?
Telephone Numbers where you may be contacted:
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Home: - -
Work:
-
Cell:
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CHALLENGE PROCESS INFORMATION
The Pennsylvania Instant Check System (PICS) is required to check state and federal databases in order to determine an individual’s eligibility to acquire a firearm or license to carry a firearm. The following are
prohibitions which at the time of the background check would disqualify an individual from acquiring a firearm or license to carry a firearm.
1.Conviction of a crime enumerated in 18 Pa. C.S. section 6105(b), or any of the conditions of section 6105(c), of the Uniform Firearms Act. (See page 3 for specific information.)
2.Charged with or convicted of a crime punishable by imprisonment for a term exceeding one year, notincluding offenses pertaining to antitrust, unfair trade practices, restraints of trade, or regulation of business; or state offenses classified as misdemeanors and punishable by a term of imprisonment not to exceed two years.
3.Under indictment or information in any court for a crime for which the judge could imprison you for more than one year. An information is a formal accusation of a crime made by a prosecuting attorney. An indictment is a formal accusation of a crime presented to the court by a grand jury.
4.Conviction of an offense under the act of April 14, 1972 (P.L. 233, No. 64), known as the Controlled Substance, Drug, Device and Cosmetic Act (CSDDCA). As provided in 18 Pa. C.S. § 6109(1)(ii), any Pennsylvania drug conviction under the CSDDCA is prohibiting for a license to carry a firearm.
5.Adjudicated delinquent, within the past ten years, for a crime enumerated in 18 Pa.C.S. section 6105 of the Uniform Firearms Act, or for an offense under the Controlled Substance, Drug, Device and Cosmetic Act.
6.Addicted to or an unlawful user of marijuana or a stimulant, depressant, or narcotic drug.
7.Involuntarily committed to a hospital/health care facility for a mental health condition or other treatment, or adjudicated incompetent/incapacitated.
8.An alien illegally or unlawfully in the United States.
9.Discharged from the Armed Forces of the United States under dishonorable conditions.
10.Renounced United States citizenship.
11.Subject of a court order restraining you from harassing, stalking, or threatening an intimate partner or child of such partner.
12.Convicted in any court of a misdemeanor crime of domestic violence. This includes any misdemeanor conviction involving the use or attempted use of physical force committed by a current or former spouse, parent or guardian of the victim, or by a person with a similar relationship to the victim.
Section 6105(a)(1), effective November 22, 1995:
A person who has been convicted of an offense enumerated in subsection (b), within or without this Commonwealth, regardless of the length of sentence or whose conduct meets the criteria in subsection (c) shall not possess, use, control, sell, transfer or manufacture or obtain a license to possess, use, control, sell, transfer or manufactureafirearm in this Commonwealth.
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Section 6105(b)
§3921
Theft by unlawful taking or disposition, upon conviction
§908
Prohibited offensive weapons
of the second felony offense
§911
Corrupt organizations
§3923
Theft by extortion, when the offense is accompanied by
§912
Possession of weapon on school property
threats of violence
§2502
Murder
§3925
Receiving stolen property, upon conviction of the
§2503
Voluntary manslaughter
second felony offense
§2504
Involuntary manslaughter, if the offense is based on the
§4906
False reports to law enforcement authorities, if the
reckless use of a firearm
fictitious report involved the theft of a firearm as
§2702
Aggravated assault
provided in 4906(c)(2)
§2703
Assault by prisoner
§4912
Impersonating a public servant, if the person is
§2704
Assault by life prisoner
impersonating a law enforcement officer
§2709.1 Stalking
§4952
Intimidation of witnesses or victims
§2716 Weapons of mass destruction
§4953
Retaliation against witness, victim or party
§2901
Kidnapping
§5121
Escape
§2902
Unlawful restraint
§5122
Weapons or implements for escape
§2910 Luring a child into a motor vehicle or structure
§5501(3) Riot
§3121
Rape
§5515
Prohibiting of paramilitary training
§3123
Involuntary deviate sexual intercourse
§5516
Facsimile weapons of mass destruction
§3125
Aggravated indecent assault
§6110.1
Possession of firearm by minor
§3301 Arson and related offenses
§6301
Corruption of minors
§3302 Causing or risking catastrophe
§6302
Sale or lease of weapons and explosives
§3502
Burglary
§3503 Criminal trespass, if the offense is graded a felony of the
Any offense equivalent to any of the above-enumerated
second degree or higher
offenses under the prior laws of this Commonwealth, or any
§3701
Robbery
offense equivalent to any of the above-enumerated offenses
§3702
Robbery of motor vehicle
under the statutes of any other state or of the United States.
Section 6105(c):
Effective November 22, 1995, 18 Pa.C.S. § 6105(c) also prohibits the following persons from possessing, using, controlling, transferring, manufacturing, or obtaining a license to possess, use, control, transfer, or manufacture a firearm in the Commonwealth of Pennsylvania.
ARE YOU A PERSON WHO:
1.is a fugitive from justice; or
2.has been convicted of an offense under the act of April 14, 1972 (P.L. 233, No. 64), known as The Controlled Substance, Drug, Device and Cosmetic Act, or any equivalent Federal statute or equivalent statute of any other state, that may be punishable by a term of imprisonment exceeding two years; or
3.has been convicted of driving under the influence of alcohol or controlled substance as provided in 75 Pa.C.S. § 3802 (relating to driving under influence of alcohol or controlled substance) or the former 75 Pa.C.S. § 3731, on three or more separate occasions within a five-year period. For the purposes of this paragraph only, the prohibition of Section 6105(a) shall only apply to transfers or purchases of firearms after the third conviction; or
4.has been adjudicated as an incompetent or who has been involuntarily committed to a mental institution for inpatient care and treatment under section 302, 303, or 304 of the provisions of the act of July 9, 1976 (P.L. 817, No. 143), known as the Mental Health Procedures Act; or
5.being an alien, is illegally or unlawfully in the United States; or
6.is the subject of an active protection from abuse order issued pursuant to 23 Pa.C.S. § 6108 (relating to relief), which order provides for the relinquishment of firearms during the period of time the order is in effect. This prohibition shall terminate upon the expiration or vacation of an active protection from abuse order or portion thereof relating to the relinquishment of firearms; or
7.was adjudicated delinquent by a court pursuant to 42 Pa.C.S. § 6341 (relating to adjudication) or under any equivalent Federal statute or statute of any other state as a result of conduct which if committed by an adult would constitute an offense under 18 Pa.C.S. sections 2502, 2503, 2702, 2703, 2704, 2901, 3121, 3123, 3301, 3502, 3701, and 3923; or
8.was adjudicated delinquent by a court pursuant to 42 Pa.C.S. § 6341 or under any equivalent Federal statute or statute of any other state as a result of conduct which if committed by an adult would constitute an offense enumerated in 18 Pa.C.S. § 6105(b) with the exception of those crimes set forth in paragraph 7. This prohibition shall terminate 15 years after the last applicable delinquent adjudication or upon the person reaching the age of 30, whichever is earlier.
9.is prohibited from possessing or acquiring a firearm under 18 U.S.C. § 922(g)(9) (relating to unlawful acts) who has been convicted in any court of a misdemeanor crime of domestic violence by a person in any of the following relationships: (i) the current or former
spouse, parent or guardian of the victim; (ii) a person with whom the victim shares a child in common; (iii) a person who cohabits with or has cohabited with the victim as a spouse, parent or guardian; or (iv) a person similarly situated to a spouse, parent, or guardian of the victim; then the relationship need not be an element of the offense to meet the requirements of this paragraph.
PRIVACY ACT NOTICE
Solicitation of this information is authorized under Title 18 Pa.C.S. § 6111. Disclosure of your social security number is voluntary. Your social security number, if provided, may be used to verify your identity and prevent misidentification. All information supplied, including your social security number, is confidential and not subject to public disclosure.
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The following information refers to situations most often misunderstood regarding denials.
1.Federal law prohibits a person who is under indictment for, or has been convicted of a crime that would be punishable by a term of imprisonment exceeding one year, or state misdemeanors punishable by a term of imprisonment exceeding two years (under current PA law, any offense graded as an M-1 or higher would be prohibiting). The key issue here is the maximum penalty you could have received for the crime, not the actual penalty that you did receive.
2.A conviction includes a finding of guilty or the entering of a plea of guilty or nolo contendere, whether or not judgment of sentence has been imposed, as determined by the law of the jurisdiction in which the prosecution was held. The term does not include a conviction which has been expunged or overturned or for which an individual has been pardoned unless the pardon expressly provides that the individual may not possess or transport firearms. State relief may still be required in order to fully restore firearm rights.
3.There are no time limits on old arrest records. If you have an old conviction for a charge that would be prohibiting, it will still prohibit you regardless of whether the record is 1 year old or 50 years old.
4.Many times an individual will hit on an old military record regarding AWOL or desertion. In most cases, all that is needed to clear this up is a copy of the individual’s honorable discharge. Also, military records often do not contain offense disposition information. If a copy of the official case disposition and a copy of the honorable discharge are provided, this may expedite research of the challenge.
________________________________________________________________________________
SELF CERTIFICATION
I hereby confirm that I have read all information contained in Form SP 4-197, Pennsylvania Instant Check System Challenge.
I understand that if I knowingly make any false statements herein, I am subject to penalties prescribed by law. This certification/acknowledgment is made subject to both the penalties of section 4904 of the Crimes Code (18 Pa. C.S. § 4904, relating to unsworn falsification to authorities), a misdemeanor of the third degree, subject to not more than one year of imprisonment and/or a fine not exceeding $2,500; and the Uniform Firearms Act, which is a felony of the third degree, subject to not more than 7 years imprisonment and/or a fine not exceeding $15,000.
I hereby authorize the Pennsylvania State Police to receive any documents, including mental health documents, as well as physician’s determination relating to commitment, necessary to make
a determination with regard to this challenge. I waive any rights to confidentiality in these documents by signing this certification.
SIGNATURE
DATE
NOTE: All challenges submitted must be signed, dated, and complete. Pages 1 through 4 must be submitted for a challenge to be considered complete. Any challenge received that is not filled out completely, signed, and dated will be returned.
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When you've been notified of a denial by the Pennsylvania Instant Check System (PICS), it's essential to understand the challenge process. It's a tangible way to ensure that mistakes are corrected and rights are fairly administered. You have a 30-day window from the date of your denial to submit a completed challenge to the Pennsylvania State Police. The goal here is accuracy and ensuring your record reflects the truth. Bear in mind, every detail counts, so completing the form correctly and providing additional information that could aid in the review, such as arrest dispositions, can be instrumental in expediting the process. Let's walk through the steps to fill out the challenge form accurately and ensure your submission is processed efficiently and effectively.
Your challenge is a crucial step in defending your rights. With precision and attention to detail, you can submit a comprehensive challenge that allows for a thorough and fair review by the Pennsylvania State Police. By providing clear and accurate information, along with any supplemental documentation that supports your case, you’re laying the groundwork for a resolution that reflects the truth of your background and ensures your rights are upheld.
What is the Pennsylvania Instant Check System (PICS) Challenge?
The Pennsylvania Instant Check System (PICS) Challenge is a process that allows individuals to contest the accuracy or completeness of the information used by PICS which resulted in a denied transaction when attempting to purchase, transfer a firearm, or obtain a license to carry. This challenge must be submitted to the Pennsylvania State Police, Firearms Division, PICS Challenge Section within 30 days from the date of denial.
How can I submit a PICS Challenge?
To submit a challenge, you must complete the specified form (Form SP 4-197) and mail it to the Pennsylvania State Police, Firearms Division, PICS Challenge Section. The submission must be legible and include your signature and date on the final page. Faxed copies are not accepted. Challenges must contain all required information and be submitted within the stipulated timeframe.
What happens after I submit my PICS Challenge?
Upon receiving your challenge, the Pennsylvania State Police will review the submission and respond in writing within 5 business days of receipt. They will evaluate the challenge, which may involve verifying disputed information with other agencies or departments. You are encouraged to provide additional detail, especially concerning old arrest records which might help expedite the process. A final decision on your challenge will be provided within 60 days.
Can I appeal to the FBI's NICS Section if I am dissatisfied with the outcome of my PICS Challenge?
Yes, if you're not satisfied with the decision made by the PICS Challenge Section, you have the option to file a separate appeal with the FBI's National Instant Criminal Background Check System (NICS) Section. This provides another avenue to contest the decision regarding your firearm or license transaction denial.
What should be included in the PICS challenge form?
The form requires detailed information about the reason for your challenge, such as the type of background check and the outcome you're disputing. You will need to provide personal identification details, including your name, address, date of birth, and contact information, as well as specific information about the transaction and denial in question. Any previous arrest, conviction, or relevant legal issue should be disclosed, supported by documentation if possible.
What criteria could disqualify me from acquiring a firearm or license according to the PICS?
Disqualifications can result from various criteria, including certain criminal convictions within Pennsylvania, charges or convictions for crimes punishable by imprisonment exceeding one year, controlled substance violations, involuntary commitments, and others outlined in the PA Uniform Firearms Act and federal law. Each of these disqualifiers is taken into consideration during the background check process.
Is there a cost to submit a PICS Challenge?
No information is provided regarding a fee for submitting a PICS Challenge. Typically, administrative challenges like this do not require a filing fee, but it's always advisable to confirm with the Pennsylvania State Police, Firearms Division for the most current information.
Filling out the Pennsylvania Instant Check System (PICS) form correctly is crucial for a smooth process when seeking to purchase a firearm or obtain a license to carry. Here are some common mistakes to avoid:
Avoiding these common mistakes can streamline the review process of your PICS challenge and increase the likelihood of a favorable outcome. Ensure that every section of the form is approached with careful attention to detail.
When navigating the process concerning the Pennsylvania Instant Check System (PICS) for firearm acquisition or carrying permits, additional documents often complement the required SP 4-197 form. These supplementary documents are vital for a comprehensive background check and any subsequent appeals. Understanding each document's purpose can streamline the process and mitigate potential setbacks.
Together, these documents play a crucial role in the comprehensive evaluation required for lawful firearm ownership or carrying permits in Pennsylvania. Each serves a unique function in corroborating the applicant's eligibility and resolving any matters that might arise during the PICS review. Providing these documents promptly and in their complete form can significantly expedite the process, moving applicants closer to their goal with clarity and legal compliance..
The Pennsylvania Instant Check System form is similar to other documents that also demand thorough and accurate personal information for background checks, such as the ATF Form 4473 and job application background check consents. Each of these forms serves as a gateway to evaluating one's eligibility, be it for firearm possession or employment, yet they vary subtly in their focus and legal implications.
ATF Form 4473 (Firearms Transaction Record) is akin to the Pennsylvania Instant Check System form, as both are integral to the process of firearm acquisition. Just like the PICS form, Form 4473 is meticulously designed to collect the purchaser's personal details and includes questions pertaining to the individual's background, intended to flag any legal disqualifications from owning a firearm. However, while the PICS form is specific to Pennsylvania, Form 4473 is used nationwide, under the mandate of the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) to ensure adherence to federal law. Both documents play critical roles in preventing firearms from falling into the hands of those who are legally prohibited from possessing them, reflecting a shared objective of upholding public safety.
Job Application Background Check Consent Forms are another example, though their purpose diverges slightly, focusing on employment suitability rather than firearm possession. These consents operate under the premise of evaluating whether a candidate's background aligns with the responsibilities and trust inherent to a position. Similar to the PICS form, they require individuals to provide personal information and, often, consent to having their criminal history reviewed. While the scope of investigation may vary, with some roles demanding more intensive checks, the underlying principle of ensuring safety and reliability remains constant. The primary distinction lies in the intended outcome: securing employment as opposed to legal authorization to purchase or possess a firearm.
When filling out the Pennsylvania Instant Check System (PICS) Challenge form, there are important steps to follow and pitfalls to avoid to ensure your challenge is processed smoothly. Here are five do’s and don’ts:
There are several misconceptions regarding the process of challenging a decision made by the Pennsylvania Instant Check System (PICS) on firearm acquisition eligibility. Understanding these misconceptions is critical for individuals looking to accurately navigate the process and potentially rectify any unwarranted denials.
Understanding these misconceptions is the first step in accurately assessing one's eligibility to legally acquire a firearm in Pennsylvania. For those denied, providing additional documentation or clarifying misunderstandings about their record may result in a successful challenge to the PICS decision.
When dealing with the Pennsylvania Instant Check System (PICS) form, it's important to understand several key points to ensure your challenge process goes smoothly if your firearm purchase or transfer was denied:
Understanding these points ensures that individuals can navigate the PICS challenge process more effectively. Accurate and complete submission of the form enhances the likelihood of a favorable review, especially when supplementary documentation is provided to support one's challenge.
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